Background
There are repeated and ongoing failures in shared decision-making and informed consent for innovative surgical procedures. Governments and regulatory bodies internationally recommend establishing information standards to support safe and transparent surgical innovation. The aim of this study was to develop a core information set (CIS) for surgical innovation.
Methods
This was a mixed-method study in three phases: a provisional CIS was generated from multiple data sources (interviews with patients/professionals (44), recorded consultations (34), policy documents (58), and published studies (213)) using qualitative content analysis; the CIS was refined, with input from key stakeholders (patient representatives, surgeon innovators, anaesthetists, lawyers, ethicists, medical directors, academic experts, and regulatory representatives) using a modified nominal group technique; and the CIS was finalized through public consultation.
Results
The final CIS comprised seven themes that included: what is ‘new’ about the procedure; potential conflicts of interest; reasons for the innovation (including why the innovation is believed to be appropriate for the patient); treatment alternatives; unknowns (including uncertain safety/efficacy and that the procedure may be abandoned/modified); expertise with the innovation; and governance, oversight, and accountability (including how safety will be monitored and recompense if anything goes wrong). Two themes require follow-up discussions after the procedure.
Conclusion
A seven-theme CIS for surgical innovation was co-developed, with input from key stakeholders. International implementation of these information standards may support safe and transparent surgical innovation.
Contributors
Christin Hoffmann , Daisy Elliott , Leila Rooshenas , Cynthia Ochieng , Barry Main , Pete Wheatstone , Samuel Lawday , Abigail Vallance , Jane M Blazeby , Angus G K McNair
Disease Category: Other
Disease Name: N/A
Age Range: 18 - 120
Sex: Either
Nature of Intervention: Surgery
- Clinical experts
- Consumers (caregivers)
- Consumers (patients)
- Ethicists
- Governmental agencies
- Journal editors
- Methodologists
- Patient/ support group representatives
- Policy makers
- Regulatory agency representatives
- Researchers
- Core information set
- Consensus meeting
- Focus group(s)
- Interview
- Literature review
- Nominal group technique (NGT)
- Survey
Development of a CIS for surgical innovation adhered to established methods for developing core information sets (1) and used modified methods for establishing minimum standard set of outcomes (COMET, COS-STAD).
The study was conducted in three phases:
1) identify information items
2) create provisional CIS
3) refine and obtain endorsement for a final CIS
4) An additional phase which seeks UK national stakeholder opinions via public consultation survey.
(1) Main BG, McNair AGK, Huxtable R, Donovan JL, Thomas SJ, Kinnersley P, et al. Core information sets for informed consent to surgical interventions: Baseline information of importance to patients and clinicians. Vol. 18, BMC Medical Ethics. BioMed Central Ltd.; 2017. p. 29.